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Guide · EIN and tax4 min

Form 5472 and the pro forma 1120, explained for a foreign-owned LLC

The filing a foreign-owned single-member LLC owes every year, income or not: who files it, what it reports, how and when it's filed, and the $25,000 penalty.

Updated 17 September 2026Checked against the sources named in the text

A foreign-owned single-member LLC usually owes no US income tax, but it still has to file with the IRS every year, and the penalty for missing that filing starts at $25,000. No tax, but a five-figure penalty: that's why so many founders abroad first hear about Form 5472 from a penalty notice. This guide is here so you hear about it first.

Who files it

Form 5472 is filed by a reporting corporation: a US corporation that's at least 25% foreign-owned, or a foreign corporation doing business in the US. For tax years beginning after 2016, a US disregarded entity owned by a foreign person is treated as a corporation for this purpose. In plain terms, a single-member LLC whose owner isn't a US person files Form 5472 every year.

An LLC with two or more members is a partnership. It files Form 1065 instead and doesn't file Form 5472. A C-Corporation that's at least 25% foreign-owned files Form 5472 along with its ordinary Form 1120.

What it reports

It reports reportable transactions between the company and its foreign owner during the year: money the owner put in, money paid out to the owner, loans either way, and payments for anything between them. The IRS counts amounts paid to form or dissolve the company as reportable, so the fees you paid to set it up mean even a company with no sales usually has something to report. The form also identifies the company, the owner and the owner's country, including the owner's foreign tax number if they have one.

It's a report, not a tax. Whether the owner owes US income tax is a separate question, and for most foreign-owned service companies the answer is no, because the work is done abroad.

Why a pro forma 1120

Form 5472 has to be attached to a corporate return, and a disregarded entity doesn't have one. So the IRS has it attached to a pro forma Form 1120: a Form 1120 with little more than the company's name, address and EIN filled in, the words "Foreign-owned U.S. DE" written across the top, and Form 5472 behind it. The rest of the 1120 is left blank.

When and how

Filing the pro forma 1120 with Form 5472
Detail
Due date
The 15th day of the fourth month after the company's tax year ends: 15 April for a calendar year
Tax year
The owner's tax year for US filings or, if the owner has none, the calendar year
Extension
Form 7004, sent by the due date to the same fax number or address, extends it six months, to 15 October
How to file
By fax or post to the IRS in Ogden, Utah. A foreign-owned disregarded entity can't file it electronically
Records
Keep records that support what you reported, such as the bank statements
First year
Owed for the year the company was formed, even if it was formed in December

The penalty

The penalty is $25,000 for each Form 5472 that isn't filed on time, or is filed without the information it needs. If the failure continues more than 90 days after the IRS sends notice, another $25,000 is added for every 30 days, or part of 30 days, that it goes on. The IRS generally applies it automatically to late filings and removes it only if you can show reasonable cause. There's no exception for small companies, or for a company that earned nothing.

What keeps it simple

  • A separate bank account from day one. Every reportable transaction is then a line on a statement, not something you have to piece together later.
  • Paying yourself by recorded transfers, not by spending on the company card for personal things.
  • Knowing when the forms change. Once there are two owners, the company is a partnership and files Form 1065 instead.
  • Having the EIN well before April. The form needs the company's EIN, so a company still waiting for one near the deadline is filing under pressure.

Other filings a foreign-owned LLC may owe

The state's yearly charge: a $60 annual report in Wyoming, or a flat $400 tax by 1 June for a Delaware LLC, which files no report. Form 1099-NEC for each US contractor paid $2,000 or more by bank transfer or cheque in the year, the threshold since 2026. Sales tax returns in any state where the company is registered. And if the company does have effectively connected income, the owner also files a US income tax return, Form 1040-NR, and that's the point to hire an accountant.

Questions

The questions this guide gets asked.

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Yes, in almost every case. The form reports transactions with the owner rather than income, and the IRS counts money paid to form the company as reportable, so even a company with no sales usually files.

No. A foreign-owned disregarded entity can't file Form 5472 electronically. It goes by fax or post to the IRS in Ogden, Utah.

$25,000 per form. If the failure continues more than 90 days after the IRS gives notice, a further $25,000 is added for every 30 days it goes on. The IRS generally applies it automatically and removes it only for reasonable cause.

No. It's an information return. Whether the owner owes US income tax depends on whether the company has income effectively connected with a US trade or business, and most foreign-owned service companies don't.

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